FUNDS AUTHORISATION
Our team members have experience in fund authorisation with regulators and restructuring existing funds. Funds authorisation services can be provided are as follows:
- Handling Mainland-Hong Kong Mutual Recognition of Funds
- Reviewing fund prospectus and offering documentation, including prospectus updating and addendum consolidation
- Assisting in offshore fund authorisation
- Consulting services on setting up of mutual funds including structuring brand new umbrella funds, products feature complications assessments and coordination with other services providers
- Handling funds registration/authorization and managing fund approval process with regulator
- On-going regulatory compliance services for funds and products upon fund authorization
- Regulatory news alert services on compliance requirements for funds products to ensure on going compliance
- Conducting regulatory due diligence on distributors and documentation for fund distributions
- Assessing new products feasibility and entry to new investment markets
- Providing products or fund features, fee structures comparison and products trend updating services; and
- Consulting services on funds termination, liquidation and closure of funds operation and offices, including co-ordination with other services providers and regulators
