FAMILY OFFICE COMPLIANCE
What is a Family Office?
A family office is a dedicated institutional structure established to manage and safeguard the wealth of high-net-worth (HNW) families. Beyond traditional wealth management, family offices often provide a broad range of services, including tax planning, family governance, succession planning, and philanthropic initiatives. Depending on the family’s needs, they may be structured as a single-family office (serving one family) or a multi-family office (serving several families).
Our Support for Family Offices
At Royal Global Compliance Consulting, we understand the unique compliance challenges faced by family offices operating in Hong Kong and across international jurisdictions. We have extensive experience assisting family office clients in meeting regulatory obligations and maintaining sound governance practices.
Our services include:
- Advising and assisting with SFC license applications and responding to regulatory inquiries.
- Drafting and reviewing compliance manuals, investment agreements, and client onboarding documentation.
- Assisting with anti-money laundering (AML) and counter-terrorist financing (CTF) inquiries and developing robust frameworks.
- Providing compliance training to staff, family members, and advisers.
- Offering ongoing compliance monitoring, advisory, and support to ensure family offices remain aligned with evolving regulatory requirements.
Our objective is to ensure that family offices operate in a compliant, responsible, and sustainable manner, protecting family wealth while safeguarding against regulatory and reputational risks.
